Schwarzman Stephen A's Form 4 filing
Gates Industrial Corp Ltd.GTES · filed Feb 21, 2024
- Accession no.
- 0000950170-24-017998
- Filed
- Feb 21, 2024, 4:40 PM ET
- Trade date
- Feb 16, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions. Open-market sales total $292.4M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schwarzman Stephen ACIK 0001070844 | 10% Owner |
| Blackstone Inc.CIK 0001393818 | 10% Owner |
| Blackstone Group Management L.L.C.CIK 0001404071 | 10% Owner |
| Blackstone Holdings III L.P.CIK 0001404073 | 10% Owner |
| Blackstone Holdings III GP L.P.CIK 0001478809 | 10% Owner |
| Blackstone Holdings III GP Management L.L.C.CIK 0001478815 | 10% Owner |
| Bto GP L.L.C.CIK 0001728667 | 10% Owner |
| Blackstone Tactical Opportunities LR Associates (Cayman) Ltd.CIK 0001728822 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2024 | Ordinary Shares | SSaleDisposed | −10,929,079 | $12.05F1 | −$131,640,756.56 | 32,415,177 | Indirect | Duplicate filing |
| Feb 16, 2024 | Ordinary Shares | SSaleDisposed | −10,568,044 | $12.05F1 | −$127,292,089.98 | 31,344,360 | Indirect | Duplicate filing |
| Feb 16, 2024 | Ordinary Shares | SSaleDisposed | −36,186 | $12.05F1 | −$435,860.37 | 107,324 | Indirect | Duplicate filing |
| Feb 16, 2024 | Ordinary Shares | SSaleDisposed | −2,229,118 | $12.05F1 | −$26,849,726.31 | 6,611,464 | Indirect | Duplicate filing |
| Feb 16, 2024 | Ordinary Shares | SSaleDisposed | −513,673 | $12.05F1 | −$6,187,191.29 | 1,523,532 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amount represents the $12.045 sale price per Ordinary Share in a secondary offering and a related private sale.
Referenced by the price of 5 transactions in Table I.