Davies Christa's Form 4 filing
Aon plcAON · filed Feb 20, 2024
- Accession no.
- 0000950170-24-017366
- Filed
- Feb 20, 2024
- Trade date
- Feb 15-16, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 9 non-derivative transactions and 2 derivative transactions. Open-market sales total $12.6M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Davies ChristaCIK 0001419356 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2024 | Class A Ordinary Stock | AGrant or awardAcquired | +47,104 | –F1 | – | 206,674.43 | Direct | |
| Feb 15, 2024 | Class A Ordinary Stock | FTax withholdingDisposed | −18,534.84 | $314.37 | −$5,826,797.65 | 188,139.59 | Direct | |
| Feb 15, 2024 | Class A Ordinary Stock | AGrant or awardAcquired | +19,118 | –F1 | – | 207,257.59 | Direct | |
| Feb 15, 2024 | Class A Ordinary Stock | FTax withholdingDisposed | −7,522.69 | $314.37 | −$2,364,908.06 | 199,734.9 | Direct | |
| Feb 16, 2024 | Class A Ordinary Stock | SSaleDisposed | −40,164.47 | $313.29 | −$12,583,126.81 | 159,570.43 | Direct | |
| Feb 16, 2024 | Class A Ordinary Stock | MOption exerciseAcquired | +872 | –F3 | – | 160,442.43 | Direct | |
| Feb 16, 2024 | Class A Ordinary Stock | FTax withholdingDisposed | −343.12 | $311.24 | −$106,792.67 | 160,099.31 | Direct | |
| Feb 16, 2024 | Class A Ordinary Stock | MOption exerciseAcquired | +2,649 | –F3 | – | 162,748.31 | Direct | |
| Feb 16, 2024 | Class A Ordinary Stock | FTax withholdingDisposed | −1,042.35 | $311.24 | −$324,421.01 | 161,705.96 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2024 | Class A Ordinary Shares | MOption exerciseDisposed | −872 | $0.00 | $0 | 872 | Direct | |
| Feb 16, 2024 | Class A Ordinary Shares | MOption exerciseDisposed | −2,649 | $0.00 | $0 | 5,299 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents Class A Ordinary Shares issued upon the settlement of performance share unit awards originally granted approximately three years ago under the sixteenth cycle of the Company's Leadership Performance Program. The number of shares issued was determined by the Organization and Compensation Committee of the Board of Directors on February 15, 2024, based on the Company's performance for the period from January 1, 2021 to December 31, 2023.
Referenced by the price of 2 transactions in Table I.
- F3
Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.
Referenced by the price of 2 transactions in Table I.