Soon-Shiong Patrick's Form 4 filing
Heliogen, Inc. (HLGN) · filed Feb 20, 2024
- Accession no.
- 0000950170-24-017225
- Filed
- Feb 20, 2024, 4:51 PM ET
- Trade date
- Feb 15, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market purchases total $672.1K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Soon-Shiong PatrickCIK 0001189020 | 10% Owner |
| MP 13 Ventures, LLCCIK 0001629186 | 10% Owner |
| Cambridge Equities, LPCIK 0001629222 | 10% Owner |
| Nant Capital, LLCCIK 0001675758 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2024 | Common Stock | PPurchaseAcquired | +442,298 | $1.52F2 | +$672,071.81 | 442,298 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The purchase price was calculated based on the OTCQX Best Market volume weighted average closing price of the Issuer's common stock, as reported by OTC Markets Group Inc. during the ten (10) trading day period ending on the trading day prior to the date of sale.
Referenced by the price of 1 transaction in Table I.