Howley W Nicholas's Form 4 filing
TransDigm Group INC (TDG) · filed Feb 20, 2024
- Accession no.
- 0000950170-24-016929
- Filed
- Feb 20, 2024
- Trade date
- Feb 15-16, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
This filing lists 18 non-derivative transactions and 2 derivative transactions. Open-market sales total $6.35M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2024 | Common Stock | MOption exerciseAcquired | +3,530 | $172.84 | +$610,125.2 | 25,077.51 | Indirect | |
| Feb 15, 2024 | Common Stock | SSaleDisposed | −245 | $1,136.97F1 | −$278,557.65 | 24,832.51 | Indirect | |
| Feb 16, 2024 | Common Stock | SSaleDisposed | −397 | $1,138.19F2 | −$451,861.43 | 24,435.51 | Indirect | |
| Feb 15, 2024 | Common Stock | SSaleDisposed | −745 | $1,139.39F3 | −$848,845.55 | 23,690.51 | Indirect | |
| Feb 15, 2024 | Common Stock | SSaleDisposed | −792 | $1,140.45F4 | −$903,236.4 | 22,898.51 | Indirect | |
| Feb 15, 2024 | Common Stock | SSaleDisposed | −461 | $1,141.35F5 | −$526,162.35 | 22,437.51 | Indirect | |
| Feb 15, 2024 | Common Stock | SSaleDisposed | −133 | $1,142.21F6 | −$151,913.93 | 22,304.51 | Indirect | |
| Feb 15, 2024 | Common Stock | SSaleDisposed | −168 | $1,143.41F7 | −$192,092.88 | 22,136.51 | Indirect | |
| Feb 15, 2024 | Common Stock | SSaleDisposed | −28 | $1,144.27 | −$32,039.56 | 22,108.51 | Indirect | |
| Feb 15, 2024 | Common Stock | SSaleDisposed | −206 | $1,145.90F8 | −$236,055.4 | 21,902.51 | Indirect | |
| Feb 15, 2024 | Common Stock | SSaleDisposed | −109 | $1,146.73F9 | −$124,993.57 | 21,793.51 | Indirect | |
| Feb 15, 2024 | Common Stock | SSaleDisposed | −72 | $1,148.01F10 | −$82,656.72 | 21,721.51 | Indirect | |
| Feb 15, 2024 | Common Stock | SSaleDisposed | −56 | $1,149.16F11 | −$64,352.96 | 21,665.51 | Indirect | |
| Feb 15, 2024 | Common Stock | SSaleDisposed | −98 | $1,150.44F12 | −$112,743.12 | 21,567.51 | Indirect | |
| Feb 15, 2024 | Common Stock | SSaleDisposed | −19 | $1,151.09 | −$21,870.71 | 21,548.51 | Indirect | |
| Feb 16, 2024 | Common Stock | MOption exerciseAcquired | +1,994 | $172.84 | +$344,642.96 | 23,542.51 | Indirect | |
| Feb 16, 2024 | Common Stock | SSaleDisposed | −1,994 | $1,165.00 | −$2,323,010 | 21,548.51 | Indirect | |
| Feb 15, 2024 | Common Stock | SSaleDisposed | −1 | $1,152.66 | −$1,152.66 | 21,547.51 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2024 | Common Stock | MOption exerciseDisposed | −3,530 | $0.00 | $0 | 32,794 | Indirect | |
| Feb 16, 2024 | Common Stock | MOption exerciseDisposed | −1,994 | $0.00 | $0 | 30,800 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,136.52 - $1,137.3550. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,137.7850 - $1,138.77. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,138.94 - $1,139.9050. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,139.96 - $1,140.89. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,140.96 - $1,141.91. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,141.98 - $1,142.95. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,143.08 - $1,143.75. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,145.62 - $1,146.20. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,146.72 - $1,146.78. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,147.73 - $1,148.4550. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,148.98 - $1,149.24. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,150.07 - $1,151.06. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.