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Reiss Joel's Form 4 filing

TransDigm Group INC (TDG) · filed Feb 20, 2024

Accession no.
0000950170-24-016898
Filed
Feb 20, 2024
Trade date
Feb 15, 2024
Filing delay
5 days
Rule 10b5-1 plan
Checked

This filing lists 12 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.42M. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Reiss JoelCIK 0001656109Officer (Co-Chief Operating Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 15, 2024Common StockMOption exerciseAcquired+3,000$226.34+$679,0206,600Direct
Feb 15, 2024Common StockSSaleDisposed−245$1,136.89F1−$278,538.056,355Direct
Feb 15, 2024Common StockSSaleDisposed−380$1,138.11F2−$432,481.85,975Direct
Feb 15, 2024Common StockSSaleDisposed−642$1,139.28F3−$731,417.765,333Direct
Feb 15, 2024Common StockSSaleDisposed−793$1,140.15F4−$904,138.954,540Direct
Feb 15, 2024Common StockSSaleDisposed−556$1,141.02F5−$634,407.123,984Direct
Feb 15, 2024Common StockSSaleDisposed−57$1,141.91F6−$65,088.873,927Direct
Feb 15, 2024Common StockSSaleDisposed−88$1,143.59F7−$100,635.923,839Direct
Feb 15, 2024Common StockSSaleDisposed−3$1,144.87−$3,434.613,836Direct
Feb 15, 2024Common StockSSaleDisposed−72$1,148.32F8−$82,679.043,764Direct
Feb 15, 2024Common StockSSaleDisposed−108$1,149.58F9−$124,154.643,656Direct
Feb 15, 2024Common StockSSaleDisposed−56$1,151.09F10−$64,461.043,600Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 15, 2024Common StockMOption exerciseDisposed−3,000$0.00$042,300Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,136.52 - $1,137.30. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F2

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,137.61 - $1,138.51. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,138.63 - $1,139.62. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,139.64 - $1,140.63. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,140.64 - $1,141.54. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F6

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,141.85 - $1,142.22. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F7

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,143.30 - $1,144.17. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F8

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,147.99 - $1,148.98. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F9

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,149.0150 - $1,150.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F10

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,151.06 - $1,151.12. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)