McPherson Kevin M's Form 4 filing
Marketaxess Holdings IncMKTX · filed Feb 16, 2024
- Accession no.
- 0000950170-24-016510
- Filed
- Feb 16, 2024
- Trade date
- Feb 15-16, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $442.5K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McPherson Kevin MCIK 0001704380 | Officer (Chief Revenue Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2024 | Common Stock, par value $0.003 per share | AGrant or awardAcquired | +3,653 | $0.00F1 | $0 | 72,470 | Direct | |
| Feb 15, 2024 | Common Stock, par value $0.003 per share | FTax withholdingDisposed | −378 | $216.21 | −$81,727.38 | 72,092 | Direct | |
| Feb 16, 2024 | Common Stock, par value $0.003 per share | SSaleDisposed | −2,000 | $221.26F3 | −$442,520 | 70,092 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units shall vest 34% on February 15, 2025, 33% on February 15, 2026, and 33% on February 15, 2027.
Referenced by the price of 1 transaction in Table I.
- F3
The transactions were executed in multiple trades at prices ranging from $220.91 to $221.51. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.