Lane Nick's Form 4 filing
Equitable Holdings, Inc. (EQH) · filed Feb 16, 2024
- Accession no.
- 0000950170-24-016509
- Filed
- Feb 16, 2024
- Trade date
- Feb 14-15, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $685.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lane NickCIK 0001441552 | Officer ((See Remarks)) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2024 | Common Stock | AGrant or awardAcquired | +31,963 | $0.00 | $0 | 176,095.41 | Direct | |
| Feb 15, 2024 | Common Stock | MOption exerciseAcquired | +10,000 | $23.18 | +$231,800 | 186,095.41 | Direct | |
| Feb 15, 2024 | Common Stock | SSaleDisposed | −10,000 | $34.27F4 | −$342,700 | 176,095.41 | Direct | |
| Feb 15, 2024 | Common Stock | SSaleDisposed | −10,000 | $34.27F4 | −$342,700 | 166,095.41 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2024 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 84,417 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
This transaction was executed in multiple trades at prices ranging from $34.0000 to $34.8000. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
Remarks
Reporting Person's title is: Head of Retirement, Wealth Management & Protection Solutions