Eckert William James IV's Form 4 filing
Equitable Holdings, Inc. (EQH) · filed Feb 16, 2024
- Accession no.
- 0000950170-24-016503
- Filed
- Feb 16, 2024
- Trade date
- Aug 13, 2021-Feb 14, 2024
- Filing delay
- 917 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $69.8K. It was filed 917 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Eckert William James IVCIK 0001693205 | Officer (Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2021 | Common Stock | SSaleDisposed | −2,162 | $32.27F2 | −$69,767.74 | 18,155.79 | Direct | |
| Feb 14, 2024 | Common Stock | AGrant or awardAcquired | +5,328 | $0.00 | $0 | 23,483.79 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $32.26 to $32.27. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.