Flores James C's Form 4 filing
Sable Offshore Corp. (SOC) · filed Feb 16, 2024
- Accession no.
- 0000950170-24-016489
- Filed
- Feb 16, 2024
- Trade date
- Aug 22, 2023-Feb 14, 2024
- Filing delay
- 178 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market purchases total $32.2M. It was filed 178 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Flores James CCIK 0000939485 | Director, Officer (Chairman & CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 22, 2023 | Common Stock | CConversionAcquired | +4,263,750 | – | – | 4,263,750 | Direct | |
| Feb 12, 2024 | Common Stock | PPurchaseAcquired | +9,000 | $11.15 | +$100,350 | 16,500 | Indirect | |
| Feb 13, 2024 | Common Stock | PPurchaseAcquired | +8,500 | $11.73 | +$99,705 | 25,000 | Indirect | |
| Feb 14, 2024 | Common Stock | AGrant or awardAcquired | +3,000,000 | – | – | 7,263,750 | Direct | |
| Feb 14, 2024 | Common Stock | PPurchaseAcquired | +700,000 | $10.00 | +$7,000,000 | 7,963,750 | Direct | |
| Feb 14, 2024 | Common Stock | PPurchaseAcquired | +2,500,000 | $10.00 | +$25,000,000 | 2,525,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 22, 2023 | Common Stock | CConversionDisposed | −4,263,750 | $0.00 | $0 | 0 | Direct | |
| Feb 14, 2024 | Common Stock | AGrant or awardAcquired | +2,606,370 | – | – | 6,481,370 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.