Gardiner Warren's Form 4 filing
Intercontinental Exchange, Inc. (ICE) · filed Feb 14, 2024
- Accession no.
- 0000950170-24-015409
- Filed
- Feb 14, 2024
- Trade date
- Feb 12, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $295.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gardiner WarrenCIK 0001855007 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 12, 2024 | Common Stock | SSaleDisposed | −2,176 | $136.00 | −$295,936 | 12,061 | Direct | |
| Feb 12, 2024 | Common Stock | AGrant or awardAcquired | +10,057 | $0.00 | $0 | 22,118 | Direct | |
| Feb 12, 2024 | Common Stock | FTax withholdingDisposed | −1,513 | $135.46 | −$204,950.98 | 20,605 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 12, 2024 | Common Stock | AGrant or awardAcquired | +11,980 | $0.00 | $0 | 11,980 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.