Foley Douglas's Form 4 filing
Intercontinental Exchange, Inc. (ICE) · filed Feb 14, 2024
- Accession no.
- 0000950170-24-015369
- Filed
- Feb 14, 2024
- Trade date
- Feb 12-14, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $962.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Foley DouglasCIK 0001918894 | Officer (SVP, HR & Administration) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 12, 2024 | Common Stock | MOption exerciseAcquired | +7,070 | $41.59 | +$294,041.3 | 25,453 | Direct | |
| Feb 12, 2024 | Common Stock | SSaleDisposed | −7,070 | $136.09F1 | −$962,156.3 | 18,383 | Direct | |
| Feb 14, 2024 | Common Stock | MOption exerciseAcquired | +5,140 | $41.59 | +$213,772.6 | 23,523 | Direct | |
| Feb 12, 2024 | Common Stock | AGrant or awardAcquired | +4,309 | $0.00 | $0 | 27,832 | Direct | |
| Feb 12, 2024 | Common Stock | FTax withholdingDisposed | −646 | $135.46 | −$87,507.16 | 27,186 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 12, 2024 | Common Stock | MOption exerciseDisposed | −7,070 | $0.00 | $0 | 5,140 | Direct | |
| Feb 14, 2024 | Common Stock | MOption exerciseDisposed | −5,140 | $0.00 | $0 | 0 | Direct | |
| Feb 12, 2024 | Common Stock | AGrant or awardAcquired | +5,324 | $0.00 | $0 | 5,324 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price range for the aggregate amount sold by the direct holder is $136.08 to $136.11. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.