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Thoma Bravo Fund X, L.P.'s Form 4 filing

Dynatrace, Inc. (DT) · filed Feb 14, 2024

Accession no.
0000950170-24-015202
Filed
Feb 14, 2024, 4:05 PM ET
Trade date
Feb 12-14, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $749.2M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Thoma Bravo Fund X, L.P.CIK 000153721110% Owner
Thoma Bravo Fund X-A, L.P.CIK 000153721210% Owner
Thoma Bravo Special Opportunities Fund I, L.P.CIK 000157990410% Owner
Thoma Bravo Fund XI, L.P.CIK 000160628610% Owner
Thoma Bravo Fund XI-A, L.P.CIK 000160628710% Owner
Thoma Bravo Executive Fund XI, L.P.CIK 000160628810% Owner
Thoma Bravo Partners XI, L.P.CIK 000172223210% Owner
Thoma Bravo Partners X, L.P.CIK 000178300910% Owner
Thoma Bravo Special Opportunities Fund I Aiv, L.P.CIK 000178301110% Owner
Thoma Bravo Ugp, LLCCIK 000181348710% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 12, 2024Common StockSSaleDisposed−14,242,929$52.60−$749,178,065.416,114,344Indirect
Feb 14, 2024Common StockJOtherDisposed−2,847,726–F4–16,114,344Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F4

Represents a distribution of (i) 175,612 shares held directly by TB SOF AIV, 24,437 shares held directly by TB SOF, 351,970 shares held directly by TB Fund X and 58,947 shares held directly by TB Fund X-A, in each case to TB Partners X, and (ii) 27,878 shares held directly by TB Exec Fund, 1,607,653 shares held directly by TB Fund XI, and 601,229 shares held directly by TB Fund XI-A, in each case to TB Partners XI.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)