Davies Christa's Form 4 filing
Aon plcAON · filed Feb 13, 2024
- Accession no.
- 0000950170-24-014783
- Filed
- Feb 13, 2024
- Trade date
- Feb 9-12, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.42M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Davies ChristaCIK 0001419356 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2024 | Class A Ordinary Stock | MOption exerciseAcquired | +1,018 | –F1 | – | 180,589 | Direct | |
| Feb 9, 2024 | Class A Ordinary Stock | FTax withholdingDisposed | −400.57 | $312.56 | −$125,202.16 | 180,188.43 | Direct | |
| Feb 12, 2024 | Class A Ordinary Stock | SSaleDisposed | −6,749 | $310.75F3 | −$2,097,251.75 | 173,439.43 | Direct | |
| Feb 12, 2024 | Class A Ordinary Stock | SSaleDisposed | −12,836 | $311.66F4 | −$4,000,467.76 | 160,603.43 | Direct | |
| Feb 12, 2024 | Class A Ordinary Stock | SSaleDisposed | −1,033 | $312.39F5 | −$322,698.87 | 159,570.43 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2024 | Class A Ordinary Shares | MOption exerciseDisposed | −1,018 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $310.17 to $311.15, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $311.18 to $312.04, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $312.21 to $312.53, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
Referenced by the price of 1 transaction in Table I.