Demzik Paul T.'s Form 4 filing
Arch Resources, Inc.ARCH · filed Feb 13, 2024
- Accession no.
- 0000950170-24-014652
- Filed
- Feb 13, 2024
- Trade date
- Feb 9-13, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $158.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Demzik Paul T.CIK 0001762993 | Officer (Sr. VP-Chf Commercial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2024 | Common Stock | MOption exerciseAcquired | +950 | –F1 | – | 3,142 | Direct | |
| Feb 9, 2024 | Common Stock | FTax withholdingDisposed | −314 | $168.68 | −$52,965.52 | 2,828 | Direct | |
| Feb 10, 2024 | Common Stock | MOption exerciseAcquired | +1,733 | –F1 | – | 4,561 | Direct | |
| Feb 12, 2024 | Common Stock | FTax withholdingDisposed | −506 | $171.27 | −$86,662.62 | 4,055 | Direct | |
| Feb 12, 2024 | Common Stock | SSaleDisposed | −318 | $170.72 | −$54,288.96 | 3,737 | Direct | |
| Feb 13, 2024 | Common Stock | SSaleDisposed | −30 | $167.79F4 | −$5,033.7 | 3,707 | Direct | |
| Feb 13, 2024 | Common Stock | SSaleDisposed | −120 | $168.80F5 | −$20,256 | 3,587 | Direct | |
| Feb 13, 2024 | Common Stock | SSaleDisposed | −463 | $169.95F6 | −$78,686.85 | 3,124 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2024 | Class A Common Stock | MOption exerciseDisposed | −950 | $0.00 | $0 | 1,900 | Direct | |
| Feb 10, 2024 | Class A Common Stock | MOption exerciseDisposed | −1,733 | $0.00 | $0 | 1,734 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. (the "Company").
Referenced by the price of 2 transactions in Table I.
- F4
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $167.29 to $168.28.
Referenced by the price of 1 transaction in Table I.
- F5
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $168.39 to $169.27.
Referenced by the price of 1 transaction in Table I.
- F6
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $169.59 to $170.11.
Referenced by the price of 1 transaction in Table I.