Lorson John W's Form 4 filing
Arch Resources, Inc.ARCH · filed Feb 13, 2024
- Accession no.
- 0000950170-24-014636
- Filed
- Feb 13, 2024
- Trade date
- Feb 9-13, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 11 non-derivative transactions and 2 derivative transactions. Open-market sales total $247.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lorson John WCIK 0001104409 | Officer (VP & Chief Acctg Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2024 | Common Stock | MOption exerciseAcquired | +133 | –F1 | – | 4,212 | Direct | |
| Feb 9, 2024 | Common Stock | FTax withholdingDisposed | −46 | $168.68 | −$7,759.28 | 4,166 | Direct | |
| Feb 9, 2024 | Common Stock | SSaleDisposed | −20 | $172.33 | −$3,446.6 | 4,146 | Direct | |
| Feb 9, 2024 | Common Stock | SSaleDisposed | −500 | $167.12F4 | −$83,560 | 3,646 | Direct | |
| Feb 9, 2024 | Common Stock | SSaleDisposed | −264 | $168.41F5 | −$44,460.24 | 2,671 | Direct | |
| Feb 9, 2024 | Common Stock | SSaleDisposed | −596 | $169.32F6 | −$100,914.72 | 2,786 | Direct | |
| Feb 10, 2024 | Common Stock | MOption exerciseAcquired | +217 | –F1 | – | 3,003 | Direct | |
| Feb 12, 2024 | Common Stock | FTax withholdingDisposed | −75 | $171.27 | −$12,845.25 | 2,928 | Direct | |
| Feb 12, 2024 | Common Stock | SSaleDisposed | −22 | $170.94 | −$3,760.68 | 2,906 | Direct | |
| Feb 12, 2024 | Common Stock | SSaleDisposed | −33 | $169.64 | −$5,598.12 | 2,873 | Direct | |
| Feb 13, 2024 | Common Stock | SSaleDisposed | −36 | $170.05 | −$6,121.8 | 2,837 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2024 | Class A Common Stock | MOption exerciseDisposed | −133 | $0.00 | $0 | 267 | Direct | |
| Feb 10, 2024 | Class A Common Stock | MOption exerciseDisposed | −217 | $0.00 | $0 | 217 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. (the "Company").
Referenced by the price of 2 transactions in Table I.
- F4
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $166.85 to $167.52.
Referenced by the price of 1 transaction in Table I.
- F5
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $167.90 to $168.74.
Referenced by the price of 1 transaction in Table I.
- F6
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $169.09 to $169.67.
Referenced by the price of 1 transaction in Table I.