Graff Michael's Form 4 filing
TransDigm Group INCTDG · filed Feb 13, 2024
- Accession no.
- 0000950170-24-014451
- Filed
- Feb 13, 2024
- Trade date
- Nov 29, 2023-Feb 13, 2024
- Filing delay
- 76 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.83M. It was filed 76 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Graff MichaelCIK 0001299926 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 13, 2024 | Common Stock | MOption exerciseAcquired | +1,460 | $172.84 | +$252,346.4 | 6,339 | Direct | |
| Feb 13, 2024 | Common Stock | MOption exerciseAcquired | +2,000 | $231.47 | +$462,940 | 8,339 | Direct | |
| Feb 13, 2024 | Common Stock | SSaleDisposed | −2,163 | $1,107.04F1 | −$2,394,527.52 | 6,176 | Direct | |
| Feb 13, 2024 | Common Stock | SSaleDisposed | −1,260 | $1,109.99F2 | −$1,398,587.4 | 4,916 | Direct | |
| Feb 13, 2024 | Common Stock | SSaleDisposed | −37 | $1,111.78F3 | −$41,135.86 | 4,879 | Direct | |
| Nov 29, 2023 | Common Stock | GGiftDisposed | −1,000 | $0.00 | $0 | 200 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 13, 2024 | Common Stock | MOption exerciseDisposed | −1,460 | $0.00 | $0 | 0 | Direct | |
| Feb 13, 2024 | Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 1,760 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,107.00 - $1,1,107.33. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,109.62 - $1,110.58. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,111.78 - $1,111.79. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.