Ziegler John A.'s Form 4 filing
Arch Resources, Inc.ARCH · filed Feb 13, 2024
- Accession no.
- 0000950170-24-014400
- Filed
- Feb 13, 2024
- Trade date
- Feb 9-12, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $71.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ziegler John A.CIK 0001546424 | Officer (Sr. VP & Chief Admin Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2024 | Common Stock | MOption exerciseAcquired | +983 | –F1 | – | 23,703 | Direct | |
| Feb 9, 2024 | Common Stock | FTax withholdingDisposed | −323 | $168.68 | −$54,483.64 | 23,380 | Direct | |
| Feb 9, 2024 | Common Stock | SSaleDisposed | −148 | $172.33 | −$25,504.84 | 23,232 | Direct | |
| Feb 10, 2024 | Common Stock | MOption exerciseAcquired | +1,800 | –F1 | – | 25,032 | Direct | |
| Feb 12, 2024 | Common Stock | FTax withholdingDisposed | −525 | $171.27 | −$89,916.75 | 24,507 | Direct | |
| Feb 12, 2024 | Common Stock | SSaleDisposed | −270 | $169.64 | −$45,802.8 | 24,237 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2024 | Class A Common Stock | MOption exerciseDisposed | −983 | $0.00 | $0 | 1,967 | Direct | |
| Feb 10, 2024 | Class A Common Stock | MOption exerciseDisposed | −1,800 | $0.00 | $0 | 1,800 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. (the "Company").
Referenced by the price of 2 transactions in Table I.