Thiel Peter's Form 4 filing
Fractyl Health, Inc. (GUTS) · filed Feb 8, 2024
- Accession no.
- 0000950170-24-012830
- Filed
- Feb 8, 2024, 4:35 PM ET
- Trade date
- Feb 6, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 5 derivative transactions. Open-market purchases total $5.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thiel PeterCIK 0001211060 | 10% Owner |
| Mithril LPCIK 0001552273 | 10% Owner |
| Mithril II LPCIK 0001669609 | 10% Owner |
| Mithril II UGP LLCCIK 0001878230 | 10% Owner |
| Mithril II GP LPCIK 0001878232 | 10% Owner |
| Mithril GP LPCIK 0001881891 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 6, 2024 | Common Stock | CConversionAcquired | +5,160,301 | – | – | 5,160,301 | Direct | |
| Feb 6, 2024 | Common Stock | CConversionAcquired | +918,567 | – | – | 918,567 | Indirect | |
| Feb 6, 2024 | Common Stock | PPurchaseAcquired | +333,333 | $15.00 | +$4,999,995 | 1,251,900 | Indirect | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 6, 2024 | Common Stock | CConversionDisposed | −1,875,938 | – | – | 0 | Direct | |
| Feb 6, 2024 | Common Stock | CConversionDisposed | −3,030,193 | – | – | 0 | Direct | |
| Feb 6, 2024 | Common Stock | CConversionDisposed | −254,170 | – | – | 0 | Direct | |
| Feb 6, 2024 | Common Stock | CConversionDisposed | −173,821 | – | – | 0 | Indirect | |
| Feb 6, 2024 | Common Stock | CConversionDisposed | −744,746 | – | – | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.