APx Cap Sponsor Group I, LLC's Form 4 filing
APx Acquisition Corp. I (APXI) · filed Feb 6, 2024
- Accession no.
- 0000950170-24-011899
- Filed
- Feb 6, 2024, 9:31 PM ET
- Trade date
- Sep 8-Oct 2, 2023
- Filing delay
- 151 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 2 derivative transactions. It was filed 151 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| APx Cap Sponsor Group I, LLCCIK 0001894262 | 10% Owner |
| APx Cap Holdings I, LLCCIK 0001897393 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 2, 2023 | Class A ordinary shares | CConversionAcquired | +970,312 | –F1 | – | 970,312 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 8, 2023 | Class A ordinary shares | SSaleDisposed | −3,342,188 | $0.00 | $0 | 970,312 | Direct | |
| Oct 2, 2023 | Class A ordinary shares | CConversionDisposed | −970,312 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Class B ordinary shares will automatically convert into Class A ordinary shares on a one-for-one basis for no additional consideration or concurrently with or immediately following the consummation of the initial business combination by the Issuer, or may be converted at the election of the holder, on a one-for-one basis, subject to the adjustments described in the Issuer's prospectus on Form S-1 filed on November 19, 2021 (the "Prospectus"). The Class B ordinary shares have no expiration date. On October 2, 2023, APx Cap Sponsor Group I, LLC converted all Class B ordinary shares it holds into Class A ordinary shares.
Referenced by the price of 1 transaction in Table I.