Song Hong Fang's Form 4 filing
CG Oncology, Inc. (CGON) · filed Jan 31, 2024
- Accession no.
- 0000950170-24-009429
- Filed
- Jan 31, 2024
- Trade date
- Jan 29, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 4 derivative transactions. Open-market purchases total $5.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Song Hong FangCIK 0002008157 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 29, 2024 | Common Stock | CConversionAcquired | +350,771 | – | – | 350,771 | Direct | |
| Jan 29, 2024 | Common Stock | CConversionAcquired | +1,011,192 | – | – | 1,011,192 | Indirect | |
| Jan 29, 2024 | Common Stock | CConversionAcquired | +3,930,176 | – | – | 3,930,176 | Indirect | |
| Jan 29, 2024 | Common Stock | PPurchaseAcquired | +263,157 | $19.00 | +$4,999,983 | 613,928 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 29, 2024 | Common Stock | CConversionDisposed | −350,771 | – | – | 0 | Direct | |
| Jan 29, 2024 | Common Stock | CConversionDisposed | −656,839 | – | – | 0 | Indirect | |
| Jan 29, 2024 | Common Stock | CConversionDisposed | −354,353 | – | – | 0 | Indirect | |
| Jan 29, 2024 | Common Stock | CConversionDisposed | −3,930,176 | – | – | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.