Westbrooks Kristopher R's Form 4 filing
Metallus Inc.MTUS · filed Jan 29, 2024
- Accession no.
- 0000950170-24-008478
- Filed
- Jan 29, 2024
- Trade date
- Jan 29, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $243.6K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Westbrooks Kristopher RCIK 0001638813 | Officer (EVP, Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 29, 2024 | Common Shares | MOption exerciseAcquired | +11,812 | $5.26 | +$62,131.12 | 183,275 | Direct | |
| Jan 29, 2024 | Common Shares | SSaleDisposed | −11,812 | $20.62F1 | −$243,563.44 | 171,463 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 29, 2024 | Common Stock | MOption exerciseDisposed | −11,812 | $0.00 | $0 | 29,044 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported is the weighted average sale price for shares sold by the reporting owner on January 29, 2024. Shares were sold at a variety of prices ranging from $20.40 to $20.735.
Referenced by the price of 1 transaction in Table I.
Remarks
The reporting person adopted a written plan for the sale of the Company's common shares intended to satisfy the affirmative defense conditions of Exchange Act Rule 10b5-1(c) on August 29, 2023. All transactions reported herein were made pursuant to that plan.