EW Healthcare Partners, L.P.'s Form 4 filing
Venus Concept Inc. (VERO) · filed Jan 19, 2024
- Accession no.
- 0000950170-24-005774
- Filed
- Jan 19, 2024, 4:05 PM ET
- Trade date
- Jan 18, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 derivative transaction. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| EW Healthcare Partners, L.P.CIK 0001612343 | 10% Owner, Other: See footnotes 1 and 2 |
| Essex Woodlands Fund IX-GP, L.P.CIK 0001652285 | 10% Owner |
| Essex Woodlands IX, LLCCIK 0001652286 | 10% Owner |
| EW Healthcare Partners-A, L.P.CIK 0001736240 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 18, 2024 | Common Stock | PPurchaseAcquired | +1,598,722 | –F1 | – | – | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The secured subordinated convertible notes in the aggregate principal amount of $2,000,000.00 (the "Notes") are convertible at any time into an aggregate 1,598,722 shares of common stock, $0.0001 par value per share ("Common Stock"), of Venus Concept Inc., at a conversion rate of 799.3605 shares of Common Stock for each $1,000.00 principal amount of Notes, 1,536,890 of which are held by EW Healthcare Partners, L.P. ("EWHP"), and 61,832 of which are held by EW Healthcare Partners-A, L.P. ("EWHP-A" and, together with EWHP, the "EWHP Funds").
Referenced by the price of 1 transaction in Table II.