Mates Sharon's Form 4 filing
Intra-Cellular Therapies, Inc. (ITCI) · filed Jan 18, 2024
- Accession no.
- 0000950170-24-005557
- Filed
- Jan 18, 2024
- Trade date
- Jan 16-18, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 10 non-derivative transactions and 3 derivative transactions. Open-market sales total $12.7M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mates SharonCIK 0001585699 | Director, Officer (Chairman, President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +75,361 | $16.86 | +$1,270,586.46 | 1,125,670 | Direct | |
| Jan 16, 2024 | Common Stock | SSaleDisposed | −3,500 | $66.38 | −$232,330 | 1,122,170 | Direct | |
| Jan 16, 2024 | Common Stock | SSaleDisposed | −65,979 | $67.25 | −$4,437,087.75 | 1,056,191 | Direct | |
| Jan 16, 2024 | Common Stock | SSaleDisposed | −5,882 | $67.76 | −$398,564.32 | 1,050,309 | Direct | |
| Jan 17, 2024 | Common Stock | MOption exerciseAcquired | +48,084 | $16.86 | +$810,696.24 | 1,098,393 | Direct | |
| Jan 17, 2024 | Common Stock | SSaleDisposed | −30,633 | $66.00 | −$2,021,778 | 1,067,760 | Direct | |
| Jan 17, 2024 | Common Stock | SSaleDisposed | −17,451 | $66.66 | −$1,163,283.66 | 1,050,309 | Direct | |
| Jan 18, 2024 | Common Stock | MOption exerciseAcquired | +67,917 | $16.86 | +$1,145,080.62 | 1,118,226 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −67,597 | $65.19 | −$4,406,648.43 | 1,050,629 | Direct | |
| Jan 18, 2024 | Common Stock | SSaleDisposed | −320 | $66.25 | −$21,200 | 1,050,309 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −75,361 | $0.00 | $0 | 124,639 | Direct | |
| Jan 17, 2024 | Common Stock | MOption exerciseDisposed | −48,084 | $0.00 | $0 | 76,555 | Direct | |
| Jan 18, 2024 | Common Stock | MOption exerciseDisposed | −67,917 | $0.00 | $0 | 8,638 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.