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Takao Brent's Form 4 filing

Kura Sushi USA, Inc. (KRUS) · filed Jan 17, 2024

Accession no.
0000950170-24-005135
Filed
Jan 17, 2024
Trade date
Jan 12, 2024
Filing delay
5 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.28M. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Takao BrentCIK 0001940532Officer (See Remarks (a))

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 12, 2024Class A Common StockMOption exerciseAcquired+5,000$25.94+$129,7006,687Direct
Jan 12, 2024Class A Common StockSSaleDisposed−5,000$89.27−$446,3501,687Direct
Jan 12, 2024Class A Common StockMOption exerciseAcquired+9,422$25.94+$244,406.6811,109Direct
Jan 12, 2024Class A Common StockSSaleDisposed−9,422$88.82−$836,862.041,687Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 12, 2024Class A Common StockMOption exerciseDisposed−5,000$0.00$020,000Direct
Jan 12, 2024Class A Common StockMOption exerciseDisposed−9,422$0.00$010,578Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)