Daffan Nicholas's Form 4 filing
Verisk Analytics, Inc. (VRSK) · filed Jan 16, 2024
- Accession no.
- 0000950170-24-004629
- Filed
- Jan 16, 2024
- Trade date
- Jan 8-16, 2024
- Filing delay
- 8 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $361.0K. It was filed 8 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Daffan NicholasCIK 0001803783 | Officer (Chief Information Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 8, 2024 | Common Stock | AGrant or awardAcquired | +3,923 | $0.00 | $0 | 49,484 | Direct | |
| Jan 8, 2024 | Common Stock | FTax withholdingDisposed | −1,376 | $238.86 | −$328,671.36 | 48,108 | Direct | |
| Jan 12, 2024 | Common Stock | MOption exerciseAcquired | +1,049 | $80.19 | +$84,119.31 | 49,157 | Direct | |
| Jan 12, 2024 | Common Stock | MOption exerciseAcquired | +1,210 | $81.14 | +$98,179.4 | 50,367 | Direct | |
| Jan 12, 2024 | Common Stock | SSaleDisposed | −1,507 | $235.64F3 | −$355,109.48 | 48,860 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseAcquired | +37 | $80.19 | +$2,967.03 | 48,897 | Direct | |
| Jan 16, 2024 | Common Stock | SSaleDisposed | −25 | $235.48F3 | −$5,887 | 48,872 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 12, 2024 | Common Stock | MOption exerciseDisposed | −1,049 | $0.00 | $0 | 4,380 | Direct | |
| Jan 12, 2024 | Common Stock | MOption exerciseDisposed | −1,210 | $0.00 | $0 | 4,841 | Direct | |
| Jan 16, 2024 | Common Stock | MOption exerciseDisposed | −37 | $0.00 | $0 | 4,343 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
These shares were sold pursuant to a 10b5-1 plan that Mr. Daffan entered into on March 10, 2023 in order to cover the exercise price of the corresponding stock options and related tax obligation.
Referenced by the price of 2 transactions in Table I.