CIE Management IX Ltd's Form 4 filing
Chewy, Inc. (CHWY) · filed Jan 11, 2024
- Accession no.
- 0000950170-24-004086
- Filed
- Jan 11, 2024, 8:00 PM ET
- Trade date
- Jan 9, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $250.1M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| CIE Management IX LtdCIK 0001518072 | 10% Owner |
| BC Partners Holdings LtdCIK 0001709681 | 10% Owner |
| Argos Holdings GP LLCCIK 0001778154 | 10% Owner |
| Argos Holdings L.P.CIK 0001778156 | 10% Owner |
| Citrus Intermediate Holdings L.P.CIK 0001778195 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 9, 2024 | Class A common stock, par value $0.01 | CConversionAcquired | +12,325,000 | –F1 | – | 12,325,000 | Indirect | |
| Jan 9, 2024 | Class A common stock, par value $0.01 | SSaleDisposed | −12,325,000 | $20.29 | −$250,074,250 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 9, 2024 | Class A common stock, par value $0.01 | CConversionDisposed | −12,325,000 | –F1 | – | 298,863,356 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Class A common stock of Chewy, Inc. (the "Issuer") was issued upon conversion of one share of Class B common stock of the Issuer. Shares of Class B common stock of the Issuer are convertible into shares of Class A common stock of the Issuer on a one-for-one basis at any time at the option of the holder, automatically upon any transfer, with certain exceptions, and upon certain other events as described in the Issuer's registration statement on Form S-1 (File No. 333-231095) relating to the initial public offering of its Class A common stock.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
Remarks
Exhibit List - Exhibit 24.2 - Power of Attorney