Ham William F Jr's Form 4 filing
Auburn National Bancorporation, Inc (AUBN) · filed Jan 3, 2024
- Accession no.
- 0000950170-24-000643
- Filed
- Jan 3, 2024
- Trade date
- Jan 2, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $1.36K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ham William F JrCIK 0001195633 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 2, 2024 | common stock | PPurchaseAcquired | +53 | $20.94 | +$1,109.82 | 4,758 | Direct | |
| Jan 2, 2024 | common stock | PPurchaseAcquired | +12 | $20.67 | +$248.04 | 4,770 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
4th qtr 2023 drip/ocp