Mainsail Partners III, L.P.'s Form 4 filing
Brilliant Earth Group, Inc. (BRLT) · filed Dec 29, 2023
- Accession no.
- 0000950170-23-073948
- Filed
- Dec 29, 2023, 7:08 PM ET
- Trade date
- Dec 27-29, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions and 3 derivative transactions. Open-market sales total $145.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mainsail Partners III, L.P.CIK 0001543760 | 10% Owner |
| Mainsail Co-Investors III, L.P.CIK 0001570211 | 10% Owner |
| Mainsail Incentive Program, LLCCIK 0001883293 | 10% Owner |
| Mainsail GP III, LLCCIK 0001883360 | 10% Owner |
| Mainsail Management Company, LLCCIK 0001883367 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2023 | Class B Common Stock | CConversionDisposed | −24,221 | – | – | 31,918,184 | Indirect | Duplicate filing |
| Dec 27, 2023 | Class A Common Stock | CConversionAcquired | +24,221 | – | – | 24,221 | Indirect | Duplicate filing |
| Dec 27, 2023 | Class A Common Stock | SSaleDisposed | −24,221 | $3.50 | −$84,783.19 | 0 | Indirect | |
| Dec 28, 2023 | Class B Common Stock | CConversionDisposed | −9,191 | – | – | 31,908,993 | Indirect | Duplicate filing |
| Dec 28, 2023 | Class A Common Stock | CConversionAcquired | +9,191 | – | – | 9,191 | Indirect | Duplicate filing |
| Dec 28, 2023 | Class A Common Stock | SSaleDisposed | −9,191 | $3.52 | −$32,362.43 | 0 | Indirect | |
| Dec 29, 2023 | Class B Common Stock | CConversionDisposed | −8,222 | – | – | 31,900,771 | Indirect | Duplicate filing |
| Dec 29, 2023 | Class A Common Stock | CConversionAcquired | +8,222 | – | – | 8,222 | Indirect | Duplicate filing |
| Dec 29, 2023 | Class A Common Stock | SSaleDisposed | −8,222 | $3.46 | −$28,462.92 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2023 | Class A Common Stock | CConversionDisposed | −24,221 | – | – | 31,918,184 | Indirect | Duplicate filing |
| Dec 28, 2023 | Class A Common Stock | CConversionDisposed | −9,191 | – | – | 31,908,993 | Indirect | Duplicate filing |
| Dec 29, 2023 | Class A Common Stock | CConversionDisposed | −8,222 | – | – | 31,900,771 | Indirect | Duplicate filing |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.