Kaplan Andrew T.'s Form 4 filing
Surgery Partners, Inc. (SGRY) · filed Dec 21, 2023
- Accession no.
- 0000950170-23-072382
- Filed
- Dec 21, 2023
- Trade date
- Dec 19, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $261.7M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kaplan Andrew T.CIK 0001752059 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 19, 2023 | Common Stock | SSaleDisposed | −7,826,870 | $33.44 | −$261,730,532.8 | 50,421,379 | Indirect | Duplicate filing |
| Dec 19, 2023 | Common Stock | JOtherDisposed | −474,407 | $0.00 | $0 | 49,946,972 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.