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Schwartz Harvey M's Form 4 filing

Carlyle Group Inc. (CG) · filed Dec 19, 2023

Accession no.
0000950170-23-071566
Filed
Dec 19, 2023
Trade date
Dec 15, 2023
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market sales total $12.3M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Schwartz Harvey MCIK 0001566418Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 15, 2023Common StockSSaleDisposed−295,358$41.74−$12,328,242.926,768,046Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)