Westbrooks Kristopher R's Form 4 filing
Metallus Inc. (MTUS) · filed Dec 18, 2023
- Accession no.
- 0000950170-23-071206
- Filed
- Dec 18, 2023
- Trade date
- Dec 15-18, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $176.1K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Westbrooks Kristopher RCIK 0001638813 | Officer (EVP, Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 18, 2023 | Common Shares | MOption exerciseAcquired | +3,520 | $5.26 | +$18,515.2 | 174,983 | Direct | |
| Dec 18, 2023 | Common Shares | MOption exerciseAcquired | +4,137 | $12.45 | +$51,505.65 | 179,120 | Direct | |
| Dec 18, 2023 | Common Shares | SSaleDisposed | −7,657 | $23.00 | −$176,111 | 171,463 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2023 | Common Shares | AGrant or awardAcquired | +40,000 | $0.00 | $0 | 40,000 | Direct | |
| Dec 18, 2023 | Common Shares | MOption exerciseDisposed | −3,520 | $0.00 | $0 | 52,668 | Direct | |
| Dec 18, 2023 | Common Shares | MOption exerciseDisposed | −4,137 | $0.00 | $0 | 28,963 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.