Provost Miriam's Form 4 filing
TransMedics Group, Inc. (TMDX) · filed Dec 15, 2023
- Accession no.
- 0000950170-23-070835
- Filed
- Dec 15, 2023
- Trade date
- Dec 13-15, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $309.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Provost MiriamCIK 0001773663 | Officer (VP, Global Regulatory Affairs) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2023 | Common Stock | MOption exerciseAcquired | +415 | $16.14 | +$6,698.1 | 24,026 | Direct | |
| Dec 13, 2023 | Common Stock | SSaleDisposed | −206 | $75.10 | −$15,470.6 | 23,820 | Direct | |
| Dec 13, 2023 | Common Stock | MOption exerciseAcquired | +1,632 | $66.10 | +$107,875.2 | 25,452 | Direct | |
| Dec 13, 2023 | Common Stock | SSaleDisposed | −1,509 | $75.10 | −$113,325.9 | 23,943 | Direct | |
| Dec 13, 2023 | Common Stock | MOption exerciseAcquired | +3,597 | $38.46 | +$138,340.62 | 27,540 | Direct | |
| Dec 13, 2023 | Common Stock | SSaleDisposed | −2,407 | $75.10 | −$180,765.7 | 25,133 | Direct | |
| Dec 15, 2023 | Common Stock | GGiftDisposed | −1,785 | $0.00 | $0 | 23,348 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2023 | Common Stock | MOption exerciseDisposed | −415 | $0.00 | $0 | 7,811 | Direct | |
| Dec 13, 2023 | Common Stock | MOption exerciseDisposed | −1,632 | $0.00 | $0 | 7,073 | Direct | |
| Dec 13, 2023 | Common Stock | MOption exerciseDisposed | −3,597 | $0.00 | $0 | 7,813 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.