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Shah Ajay's Form 4 filing

Roadzen Inc. (RDZN) · filed Dec 15, 2023

Accession no.
0000950170-23-070618
Filed
Dec 15, 2023
Trade date
Dec 12-13, 2023
Filing delay
3 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $46.4K. It was filed 3 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Shah AjayCIK 0001008036Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 12, 2023Ordinary SharesPPurchaseAcquired+5,000$3.08F1+$15,400477,399Indirect
Dec 13, 2023Ordinary SharesPPurchaseAcquired+10,000$3.10F3+$31,000487,399Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.96 to $3.09, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.96 to $3.15, inclusive.

Referenced by the price of 1 transaction in Table I.

Remarks

Exhibit List Exhibit 24.1 - Power of Attorney

Read the full filing on SEC EDGAR (opens in a new tab)