VedBrat Supurna's Form 4 filing
Roadzen Inc. (RDZN) · filed Dec 15, 2023
- Accession no.
- 0000950170-23-070593
- Filed
- Dec 15, 2023, 10:00 AM ET
- Trade date
- Dec 7-11, 2023
- Filing delay
- 8 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market purchases total $25.5K. It was filed 8 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| VedBrat SupurnaCIK 0001979567 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2023 | Ordinary Shares | PPurchaseAcquired | +3,150 | $3.20F1 | +$10,080 | 3,150 | Direct | |
| Dec 8, 2023 | Ordinary Shares | PPurchaseAcquired | +3,100 | $3.11F2 | +$9,641 | 6,250 | Direct | |
| Dec 11, 2023 | Ordinary Shares | PPurchaseAcquired | +2,000 | $2.91F3 | +$5,820 | 8,250 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2023 | Ordinary Shares | PPurchaseAcquired | +750 | $0.06 | +$45 | 750 | Direct | |
| Dec 11, 2023 | Ordinary Shares | PPurchaseAcquired | +5,000 | $0.05F4 | +$250 | 5,750 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.05 to $3.33, inclusive. The reporting person undertakes to provide to Roadzen Inc., any security holder of Roadzen Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) through (4) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.05 to $3.20, inclusive.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.90 to $2.92, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.05 to $0.06, inclusive.
Referenced by the price of 1 transaction in Table II.
Remarks
Exhibit List Exhibit 24.1 - Power of Attorney