BROOKFIELD Corp's Form 4 filing
Runway Growth Finance Corp. (RWAY) · filed Dec 14, 2023
- Accession no.
- 0000950170-23-070554
- Filed
- Dec 14, 2023, 9:49 PM ET
- Trade date
- Dec 12, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market sales total $6.78M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| BROOKFIELD CorpCIK 0001001085 | Director, 10% Owner |
| Oaktree Capital Group Holdings GP, LLCCIK 0001403525 | Director, 10% Owner |
| Brookfield Oaktree Holdings, LLCCIK 0001403528 | Director, 10% Owner |
| OCM Growth Holdings LLCCIK 0001693272 | Director, 10% Owner |
| Oaktree Opportunities Fund Xb Holdings (Delaware), L.P.CIK 0001780629 | Director, 10% Owner |
| BAM Partners TrustCIK 0001861643 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 12, 2023 | Common Stock, par value $0.01 per share | SSaleDisposed | −562,500 | $12.06 | −$6,782,400 | 16,742,168 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.