Sullivan James A.'s Form 4 filing
Koppers Holdings Inc. (KOP) · filed Dec 14, 2023
- Accession no.
- 0000950170-23-070421
- Filed
- Dec 14, 2023
- Trade date
- Dec 12-13, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $984.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sullivan James A.CIK 0001450800 | Officer (Ex. VP Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 12, 2023 | Common Stock | MOption exerciseAcquired | +397 | $19.63 | +$7,793.11 | 95,182.74 | Direct | |
| Dec 12, 2023 | Common Stock | SSaleDisposed | −397 | $44.29 | −$17,583.13 | 94,785.74 | Direct | |
| Dec 13, 2023 | Common Stock | MOption exerciseAcquired | +21,886 | $19.63 | +$429,622.18 | 116,671.74 | Direct | |
| Dec 13, 2023 | Common Stock | SSaleDisposed | −21,866 | $44.22 | −$966,914.52 | 94,785.74 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 12, 2023 | Common Stock | MOption exerciseDisposed | −397 | $0.00 | $0 | 31,367 | Direct | |
| Dec 13, 2023 | Common Stock | MOption exerciseDisposed | −21,886 | $0.00 | $0 | 9,481 | Direct | |
| Dec 12, 2023 | Common Stock | AGrant or awardAcquired | +242 | $0.00 | $0 | 397 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.