Sullivan James A.'s Form 4 filing
Koppers Holdings Inc. (KOP) · filed Dec 12, 2023
- Accession no.
- 0000950170-23-069754
- Filed
- Dec 12, 2023
- Trade date
- Dec 8-11, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $869.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sullivan James A.CIK 0001450800 | Officer (Ex. VP Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2023 | Common Stock | MOption exerciseAcquired | +15,901 | $26.63 | +$423,443.63 | 110,686.74 | Direct | |
| Dec 8, 2023 | Common Stock | SSaleDisposed | −15,901 | $44.22 | −$703,142.22 | 94,785.74 | Direct | |
| Dec 11, 2023 | Common Stock | MOption exerciseAcquired | +3,781 | $19.63 | +$74,221.03 | 98,566.74 | Direct | |
| Dec 11, 2023 | Common Stock | SSaleDisposed | −3,781 | $44.09 | −$166,704.29 | 94,785.74 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2023 | Common Stock | MOption exerciseDisposed | −15,901 | $0.00 | $0 | 0 | Direct | |
| Dec 11, 2023 | Common Stock | MOption exerciseDisposed | −3,781 | $0.00 | $0 | 31,764 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.