Siemens AG's Form 4 filing
Fluence Energy, Inc. (FLNC) · filed Dec 11, 2023
- Accession no.
- 0000950170-23-069422
- Filed
- Dec 11, 2023, 4:30 PM ET
- Trade date
- Dec 8, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $156.3M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Siemens AGCIK 0000940418 | 10% Owner |
| Siemens Pension Trust E VCIK 0001209767 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2023 | Class A Common Stock | SSaleDisposed | −7,087,500 | $22.05F1 | −$156,279,375 | 11,761,131 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amount represents the $22.05 sale price per share of Class A common stock, $0.00001 par value ("Class A Common Stock") of the Issuer in a secondary offering.
Referenced by the price of 1 transaction in Table I.