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Sullivan James A.'s Form 4 filing

Koppers Holdings Inc. (KOP) · filed Dec 8, 2023

Accession no.
0000950170-23-069127
Filed
Dec 8, 2023
Trade date
Dec 6-7, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $739.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sullivan James A.CIK 0001450800Officer (Ex. VP Chief Operating Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 6, 2023Common StockMOption exerciseAcquired+2,067$18.11+$37,433.3796,852.74Direct
Dec 6, 2023Common StockSSaleDisposed−2,067$44.99−$92,994.3394,785.74Direct
Dec 7, 2023Common StockMOption exerciseAcquired+14,542$18.11+$263,355.62109,327.74Direct
Dec 7, 2023Common StockSSaleDisposed−14,542$44.43−$646,101.0694,785.74Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 6, 2023Common StockMOption exerciseDisposed−2,067$0.00$014,542Direct
Dec 7, 2023Common StockMOption exerciseDisposed−14,542$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)