Ni Xiangyang (Sean)'s Form 4 filing
Viatris IncVTRS · filed Nov 24, 2023
- Accession no.
- 0000950170-23-066008
- Filed
- Nov 24, 2023
- Trade date
- Nov 23-24, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $140.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ni Xiangyang (Sean)CIK 0001848812 | Officer (President, Greater China) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 23, 2023 | Common Stock | MOption exerciseAcquired | +29,816 | $0.00 | $0 | 76,232 | Direct | |
| Nov 23, 2023 | Common Stock | MOption exerciseAcquired | +3,363 | $0.00 | $0 | 79,595 | Direct | |
| Nov 24, 2023 | Common Stock | SSaleDisposed | −14,937 | $9.37F3 | −$139,959.69 | 64,658 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 23, 2023 | Common Stock | MOption exerciseDisposed | −29,816 | $0.00 | $0 | 0 | Direct | |
| Nov 23, 2023 | Common Stock | MOption exerciseDisposed | −3,362.98 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Represents the weighted average price of the reporting person's disposition of 14,937 shares of common stock in transactions ranging from $9.3387 to $9.3900. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.