Goeddel David V's Form 4 filing
NGM Biopharmaceuticals Inc (NGM) · filed Nov 17, 2023
- Accession no.
- 0000950170-23-064842
- Filed
- Nov 17, 2023
- Trade date
- Nov 15-16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market purchases total $18.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Goeddel David VCIK 0001182464 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2023 | Common Stock | PPurchaseAcquired | +2,720 | $0.71F1 | +$1,931.2 | 132,720 | Direct | |
| Nov 15, 2023 | Common Stock | PPurchaseAcquired | +16,791 | $0.71F1 | +$11,921.61 | 944,022 | Indirect | |
| Nov 16, 2023 | Common Stock | PPurchaseAcquired | +1,460 | $0.62F4 | +$905.2 | 134,180 | Direct | |
| Nov 16, 2023 | Common Stock | PPurchaseAcquired | +5,840 | $0.62F4 | +$3,620.8 | 949,862 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $0.681 to $0.7201, inclusive. The Reporting Persons undertake to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote 1 to this Form 4.
Referenced by the price of 2 transactions in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $0.6198 to $0.6221, inclusive. The Reporting Persons undertake to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote 4 to this Form 4.
Referenced by the price of 2 transactions in Table I.