Johnson Eric J's Form 4 filing
Donnelley Financial Solutions, Inc.DFIN · filed Nov 16, 2023
- Accession no.
- 0000950170-23-064598
- Filed
- Nov 16, 2023
- Trade date
- Nov 14-15, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $863.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Johnson Eric JCIK 0001847839 | Officer (President, GIC) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2023 | Common Stock | MOption exerciseAcquired | +3,800 | $22.35 | +$84,930 | 142,613 | Direct | |
| Nov 14, 2023 | Common Stock | MOption exerciseAcquired | +3,863 | $17.65 | +$68,181.95 | 146,476 | Direct | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −7,663 | $56.67F1 | −$434,262.21 | 138,813 | Direct | |
| Nov 15, 2023 | Common Stock | MOption exerciseAcquired | +1,212 | $17.65 | +$21,391.8 | 140,025 | Direct | |
| Nov 15, 2023 | Common Stock | MOption exerciseAcquired | +6,450 | $14.15 | +$91,267.5 | 146,475 | Direct | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −7,662 | $56.00F2 | −$429,072 | 138,813 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2023 | Common Stock | MOption exerciseDisposed | −3,800 | $0.00 | $0 | 0 | Direct | |
| Nov 14, 2023 | Common Stock | MOption exerciseDisposed | −3,836 | $0.00 | $0 | 1,212 | Direct | |
| Nov 15, 2023 | Common Stock | MOption exerciseDisposed | −1,212 | $0.00 | $0 | 0 | Direct | |
| Nov 15, 2023 | Common Stock | MOption exerciseDisposed | −6,450 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $56.54 to $56.87 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $55.73 to $56.16 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.