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Ball M Leroy's Form 4 filing

Koppers Holdings Inc. (KOP) · filed Nov 16, 2023

Accession no.
0000950170-23-064508
Filed
Nov 16, 2023
Trade date
Nov 14-15, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $815.6K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ball M LeroyCIK 0001229771Director, Officer (President and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 14, 2023Common StockMOption exerciseAcquired+10,000$17.57+$175,700306,421.4Direct
Nov 14, 2023Common StockSSaleDisposed−10,000$42.24−$422,400296,421.4Direct
Nov 15, 2023Common StockMOption exerciseAcquired+9,167$37.93+$347,704.31305,588.4Direct
Nov 15, 2023Common StockSSaleDisposed−8,327$42.83−$356,645.41297,261.4Direct
Nov 15, 2023Common StockSSaleDisposed−840$43.50−$36,540296,421.4Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 14, 2023Common StockMOption exerciseDisposed−10,000$0.00$082,410Direct
Nov 15, 2023Commmon StockMOption exerciseDisposed−9,167$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)