Oaktree Capital Group Holdings GP, LLC's Form 4 filing
Runway Growth Finance Corp.RWAY · filed Nov 15, 2023
- Accession no.
- 0000950170-23-064328
- Filed
- Nov 15, 2023, 9:57 PM ET
- Trade date
- Nov 13, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $45.2M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Oaktree Capital Group Holdings GP, LLCCIK 0001403525 | Director, 10% Owner |
| Brookfield Oaktree Holdings, LLCCIK 0001403528 | Director, 10% Owner |
| OCM Growth Holdings LLCCIK 0001693272 | Director, 10% Owner |
| Oaktree Opportunities Fund Xb Holdings (Delaware), L.P.CIK 0001780629 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 13, 2023 | Common Stock, par value $0.01 per share | SSaleDisposed | −3,750,000 | $12.06 | −$45,216,000 | 17,304,668 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.