Redondo Jerry L's Form 4 filing
Ducommun IncDCO · filed Nov 13, 2023
- Accession no.
- 0000950170-23-063130
- Filed
- Nov 13, 2023
- Trade date
- Nov 10, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $73.1K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Redondo Jerry LCIK 0001655127 | Officer (S.V.P., Elec. & Struc. Systems) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2023 | Common Stock | MOption exerciseAcquired | +5,000 | $32.90 | +$164,500 | 65,602 | Direct | |
| Nov 10, 2023 | Common Stock | FTax withholdingDisposed | −4,234 | $47.77 | −$202,258.18 | 61,368 | Direct | |
| Nov 10, 2023 | Common Stock | MOption exerciseAcquired | +4,000 | $28.67 | +$114,680 | 65,368 | Direct | |
| Nov 10, 2023 | Common Stock | FTax withholdingDisposed | −3,207 | $47.77 | −$153,198.39 | 62,161 | Direct | |
| Nov 10, 2023 | Common Stock | SSaleDisposed | −1,538 | $47.54F1 | −$73,116.52 | 60,623 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2023 | Common Stock | MOption exerciseAcquired | +5,000 | $0.00 | $0 | 0 | Direct | |
| Nov 10, 2023 | Common Stock | MOption exerciseAcquired | +4,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $47.49 to $47.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.