Ebrahimi Farhad Fred's Form 4 filing
Desktop Metal, Inc. (DM) · filed Nov 8, 2023
- Accession no.
- 0000950170-23-061389
- Filed
- Nov 8, 2023
- Trade date
- Nov 6, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 7 derivative transactions. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ebrahimi Farhad FredCIK 0001071351 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2023 | Common Stock | XIn-the-money exerciseAcquired | +300 | $1.50 | +$450 | 373,400 | Indirect | |
| Nov 6, 2023 | Common Stock | XIn-the-money exerciseAcquired | +199,900 | $2.00 | +$399,800 | 16,226,154 | Indirect | |
| Nov 6, 2023 | Common Stock | XIn-the-money exerciseAcquired | +1,800 | $1.50 | +$2,700 | 16,227,954 | Indirect | |
| Nov 6, 2023 | Common Stock | XIn-the-money exerciseAcquired | +100 | $1.50 | +$150 | 8,966,085 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2023 | Common Stock | XIn-the-money exerciseDisposed | −300 | $0.00 | $0 | 292,200 | Indirect | |
| Nov 6, 2023 | Common Stock | XIn-the-money exerciseDisposed | −169,900 | $0.00 | $0 | 331,500 | Indirect | |
| Nov 6, 2023 | Common Stock | XIn-the-money exerciseDisposed | −30,000 | $0.00 | $0 | 3,212,300 | Indirect | |
| Nov 6, 2023 | Common Stock | XIn-the-money exerciseDisposed | −1,800 | $0.00 | $0 | 2,151,900 | Indirect | |
| Nov 6, 2023 | Common Stock | XIn-the-money exerciseDisposed | −100 | $0.00 | $0 | 233,700 | Indirect | |
| Nov 6, 2023 | Common Stock | SSaleAcquired | +200,000 | $0.74 | +$148,000 | 200,000 | Indirect | |
| Nov 6, 2023 | Common Stock | SSaleAcquired | +100,000 | $0.58 | +$58,000 | 452,200 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi was filed as Exhibit A to a Form 13D filed with the Commission on May 30, 2023.