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Lyon Joseph Douglas's Form 4 filing

Corcept Therapeutics Inc (CORT) · filed Nov 3, 2023

Accession no.
0000950170-23-058943
Filed
Nov 3, 2023
Trade date
Nov 1-2, 2023
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $140.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lyon Joseph DouglasCIK 0001817838Officer (Chief Accounting Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 1, 2023Common StockMOption exerciseAcquired+1,023$11.35+$11,611.056,877Direct
Nov 1, 2023Common StockSSaleDisposed−1,023$28.08−$28,725.845,854Direct
Nov 2, 2023Common StockMOption exerciseAcquired+3,977$11.35+$45,138.959,831Direct
Nov 2, 2023Common StockSSaleDisposed−3,977$28.11F3−$111,793.475,854Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 1, 2023Common StockMOption exerciseDisposed−1,023$0.00$053,144Direct
Nov 2, 2023Common StockMOption exerciseDisposed−3,977$0.00$049,167Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $28.08 to $28.1244. Information on the exact number of shares sold at each sale price can be obtained from the Issuer upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)