Lea Lyndon's Form 4 filing
Digital Media Solutions, Inc. (DMS) · filed Oct 27, 2023
- Accession no.
- 0000950170-23-056104
- Filed
- Oct 27, 2023, 9:30 PM ET
- Trade date
- Mar 29, 2023
- Filing delay
- 212 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 derivative transactions. It was filed 212 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lea LyndonCIK 0001459118 | Director |
| Lion Capital LLPCIK 0001459120 | Director, 10% Owner |
| Lion Capital IV GP LtdCIK 0001818065 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
On March 29, 2023, BridgeCo purchased from the Issuer, in a private transaction, 28,671 Series B Preferred Shares and 2,958,098 Warrants for an aggregate consideration of $2,867,080.
Referenced by the price of 2 transactions in Table II.