Soderberg Shawn Marie's Form 4 filing
Bloom Energy Corp (BE) · filed Oct 17, 2023
- Accession no.
- 0000950170-23-053842
- Filed
- Oct 17, 2023
- Trade date
- Jul 23-Oct 16, 2023
- Filing delay
- 86 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 7 derivative transactions. Open-market sales total $23.4K. It was filed 86 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Soderberg Shawn MarieCIK 0001591851 | Officer (EVP, GC & Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +4,118 | $0.00 | $0 | 82,647 | Direct | |
| Oct 16, 2023 | Class A Common Stock | SSaleDisposed | −1,996 | $11.73F2 | −$23,413.08 | 80,651 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 23, 2023 | Class B Common Stock | JOtherDisposed | −20,000 | $0.00 | $0 | 0 | Direct | |
| Jul 26, 2023 | Class A Common Stock | JOtherAcquired | +20,000 | $0.00 | $0 | 20,000 | Direct | |
| Jul 27, 2023 | Class B Common Stock | JOtherDisposed | −106,666 | $0.00 | $0 | 0 | Direct | |
| Jul 27, 2023 | Class A Common Stock | JOtherAcquired | +106,666 | $0.00 | $0 | 106,666 | Direct | |
| Jul 27, 2023 | Class B Common Stock | JOtherDisposed | −20,000 | $0.00 | $0 | 0 | Direct | |
| Jul 27, 2023 | Class A Common Stock | JOtherAcquired | +20,000 | $0.00 | $0 | 20,000 | Direct | |
| Oct 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −4,118 | $0.00 | $0 | 20,589 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $11.65 to $11.78. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.