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Manchester Keith S's Form 4 filing

Roivant Sciences Ltd. (ROIV) · filed Oct 2, 2023

Accession no.
0000950170-23-051250
Filed
Oct 2, 2023
Trade date
Sep 28, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions. Open-market sales total $79.7M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Manchester Keith SCIK 0001244828Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 28, 2023Common SharesSSaleDisposed−2,285,783$11.55−$26,400,793.6525,724,561Indirect
Sep 28, 2023Common SharesSSaleDisposed−3,059,368$11.55−$35,335,700.434,430,591Indirect
Sep 28, 2023Common SharesSSaleDisposed−1,104,599$11.55−$12,758,118.4512,431,330Indirect
Sep 28, 2023Common SharesSSaleDisposed−446,394$11.55−$5,155,850.75,023,787Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)